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Herve Baudry

Herve Baudry

Chief Information Security Officer


Background


About

About

I am specialized in IT Governance, with a background of license Compliance officer and permanent control on Financial market. I have developed deep knowledge IT risk and project management, Cybersecurity and BCP/DRP.

Work Experience

Work Experience

  • Chief Information Security OfficerCarrefour

    Jan, 2018 - Present

    Chief Information Security Officer for Carrefour Banque et Assurance, Market Pay and Market Pay Tech

    • Managing Information Security for Carrefour Banque, Carma (insurance subsidiaries of Carrefour) and Market Pay

    • Accountable of IS in front of board and executive committee of the 3 firms

    • Managing ISO/IEC 27001 and PCI DSS certification project

    • Managing a team of 6 people in different location

  • Head of Internal Audit, Market Pay

    Dec, 2017 - Jan, 20181 month

    • Define and maintain up to date the audit plan based on independent risk assessment

    • Managing third party audit

    • Auditing business processes and IT systems

    • Reporting to thechairman of the board

    • Managing ISO/IEC27001 and ISAE3402 certification

  • Manager, PwC France

    Sep, 2014 - Dec, 20173 years 3 months

    • 20 clients for IT engagement of the statutory audit (Financial Services including BNP Paribas group and HSBC Bank plc (SOX procedures)

    • Specific reports according ISAE3402, SOC1, SOC3, ISO/IEC 27001 and SSAE16 standard (IT part of the engagement)

    • Business Compliance engagement for banking and insurances (governance and systems)

    • Anti-Money Laundering diagnostic and remediation engagement for Bank and Insurance clients

  • Chief Information Security Officer, Tradition Securities and Futures / TSAF OTC

    Mar, 2009 - Sep, 20145 years 6 months

    • Managing the IT Security policy

    • In charge of day to day monitoring of IT Security Policy

    • Team leader on the Business Continuity Plan for Europe mainland

  • Compliance Officer, Tradition Securities and Futures / TSAF OTC

    Mar, 2009 - Sep, 20145 years 6 months

    • Advisory to brokers (structured products, corporate and government bonds, equity and listed equity derivatives)

    • In charge of day to day monitoring, including market abuse monitoring for Equity, Equity derivatives and Fixed Incomes activity (development of and in-house software)

    • Involve in client onboarding and AML Monitoring

    • In Charge of regulators and exchanges investigations

  • Compliance Officer, HSBC France

    Nov, 2005 - Mar, 20093 years 4 months

    • French regulator (AMF) registered compliance officer (RCSI) for HSBC Financial Products (France) SNC and HSBC Securities (France) (equity derivatives and equity trading floor of HSBC in France)

    • Advisory to the structured equity traders and sales

    • Market abuse monitoring for Equity, Equity derivatives and Fixed Incomes activity (set up of new automated process and software like Actimize)

    • AML Monitoring

    • Responsible for takeovers reporting to AMF and UK Takeover Panel

    • Involved in the MiFID new controls implementation (post trade transparency, best execution, transaction reporting)

Skills

Skills

  • Controls
    ICT AuditInternal controlsAnti Money Laundering
  • Banking
    Financial marketsTrade financeInvestor servicesRetail bankingInsurancePSP
  • ICT Implementation and audit
    ISAE3000ISAE3402SSAE16SOC2/SOC3ISO/IEC 27001:2013ISO/IEC 27002:2013
Education

Education

  • Financial markets, MSc, Paris Sorbonne University (Paris I)

    Sep, 2000 - Sep, 2005

  • Banking and Finance, MSc, Paris Descartes University (Paris V)

    Sep, 2005 - Sep, 2007

Awards

Awards

  • CISA ISACA

    Awarded on: Nov 01, 2018

    ID 1843284

  • CISM ISACA

    Awarded on: Nov 01, 2018

    ID 1843284

  • ITIL 2011 Foundation APMG

    Awarded on: Jan 01, 2014

  • ISO/IEC 20000-1 Foundation APMG

    Awarded on: Jan 01, 2014

  • French Financial Market Authority ("AMF") Certification FIRST FINANCE

    Awarded on: Apr 01, 2011